Marie Katz
Compliance Director

Marie Katz is Compliance Director at Castle Hill Capital Partners, bringing both a regulator’s and an industry perspective to the firm. She has held senior compliance, finance and risk roles at AIG Global Capital Markets, Bank of America, GE Asset Management, Royal Bank of Scotland and the New York Stock Exchange, and served FINRA as a Senior Examiner and remains one of its arbitrators. A former equity analyst, Marie aligns corporate strategy and financial projections with regulatory requirements to build compliance infrastructure grounded in best practices.

Marie earned a B.A. in Political Science from Binghamton University and an MBA from Fordham University, and holds Series 7, 24, 27, 53, 63, 79 and 99 licenses.

E: mkatz@castlehillcap.com