Marie Katz
Compliance Director

Marie Katz brings a wealth of executive leadership experience from her years in senior roles across compliance, finance, and risk at premier organizations, including AIG Global Capital Markets, Bank of America, GE Asset Management, Royal Bank of Scotland, and The New York Stock Exchange. Marie has also worked directly for FINRA as a Senior Examiner and maintains involvement as a FINRA Arbitrator.

Given Marie's background as an equity analyst, she is widely recognized for her ability to bridge corporate strategy with financial projections alongside regulatory and compliance requirements for best-practice-based infrastructure.

Marie graduated with a B.A. in Political Science from Binghamton University and received her MBA from Fordham University.

She holds the following licenses: Series 7, 24, 27, 53, 63, 79, 99.

E: mkatz@castlehillcap.com